Gaucho Group Holdings, Inc. Annual report pursuant to Section 13 and 15(d)

Annual report pursuant to Section 13 and 15(d)

Stockholders' Equity (Tables)

Stockholders' Equity (Tables)

12 Months Ended

Dec. 31, 2016

Schedule of Fair Value Assumption of Warrants

	For The Years Ended December 31,
	2016			2015
Risk free interest rate		1.01 - 1.93	%		1.37 - 1.63	%
Expected term (years)		5.00			5.00
Expected volatility		44.0% - 46.0	%		45.9% - 47.0	%
Expected dividends		0	%		0	%
Forfeiture rate		5.0	%		5.0	%

Schedule of Stockholders' Equity Note, Warrants or Rights

A summary of warrants activity during the years ended December 31, 2016 and 2015 is presented below:

	Number of Warrants			Weighted Average Exercise Price		Weighted Average Remaining Life in Years		Intrinsic Value
Outstanding, December 31, 2014		1,069,674		$	2.26
Issued		358,642			2.00
Exercised		-			-
Cancelled		(46,130	)		1.59
Outstanding, December 31, 2015		1,382,186			2.10
Issued		519,294			2.17
Exercised		-			-
Cancelled		-			-
Outstanding, December 31, 2016		1,901,480		$	2.20		2.79	$	-

Exercisable, December 31, 2016		1,901,480		$	2.20		2.79	$	-

Schedule of Share-based Compensation, Equity Instruments Other than Options, by Exercise Price Range

A summary of outstanding and exercisable warrants as of December 31, 2016 is presented below:

Warrants Outstanding				Warrants Exercisable
	Exercise Price	Exercisable Into	Outstanding Number of Warrants	Weighted Average Remaining Life In Years	Exercisable Number of Warrants
$	2.00	Common Stock	739,629	2.8	739,629
$	2.30	Preferred Stock	973,544	1.6	973,544
$	2.50	Common Stock	188,307	4.0	188,307
		Total	1,901,480		1,901,480

Schedule of Fair Value Assumptions of Stock option

In applying the Black-Scholes option pricing model, the Company used the following assumptions:

	For The Years Ended December 31,
	2016			2015
Risk free interest rate		0.84% - 1.267	%		1.06 - 1.10	%
Expected term (years)		3.25 – 3.50			2.53 – 3.59
Expected volatility		44.0% - 46.1	%		45.9% - 46.1	%
Expected dividends		0	%		0	%
Forfeiture rate		5.0	%		5.0	%

Schedule of Share-based Compensation, Stock Options, Activity

A summary of options activity during the years ended December 31, 2016 and 2015 is presented below:

						Weighted
				Weighted		Average
				Average		Remaining
	Number of			Exercise		Life		Intrinsic
	Options			Price		In Years		Value
Outstanding, December 31, 2014		7,806,836		$	2.85
Granted		2,211,890			2.20
Exercised		-			-
Expired		(643,836	)		2.95
Forfeited		(435,454	)		2.51
Outstanding, December 31, 2015		8,939,436			2.70
Granted		900,000			2.20
Exercised		-			-
Expired		(1,771,421	)		3.85
Forfeited		(43,750	)		2.32
Outstanding, December 31, 2016		8,024,265		$	2.39		3.0	$	-

Exercisable, December 31, 2016		5,166,099		$	2.45		2.4	$	-

Schedule of Share-based Compensation, Shares Outstanding under Stock Option Plans, by Exercise Price Range

The following table presents information related to stock options as of December 31, 2016:

Options Outstanding			Options Exercisable
				Weighted
		Outstanding		Average	Exercisable
	Exercise	Number of		Remaining Life	Number of
	Price	Options		In Years	Options
$	4.32	3,066,890		4.3	1,070,954
	1.91	4,847,375		1.9	3,991,395
	3.44	10,000		3.4	3,750
	1.49	25,000		1.5	25,000
	0.29	75,000		0.3	75,000
		8,024,265		2.4	5,166,099

- Definition

Tabular disclosure of warrants or rights issued. Warrants and rights outstanding are derivative securities that give the holder the right to purchase securities (usually equity) from the issuer at a specific price within a certain time frame. Warrants are often included in a new debt issue to entice investors by a higher return potential. The main difference between warrants and call options is that warrants are issued and guaranteed by the company, whereas options are exchange instruments and are not issued by the company. Also, the lifetime of a warrant is often measured in years, while the lifetime of a typical option is measured in months. Disclose the title of issue of securities called for by warrants and rights outstanding, the aggregate amount of securities called for by warrants and rights outstanding, the date from which the warrants or rights are exercisable, and the price at which the warrant or right is exercisable.

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