UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report:
(Exact name of registrant as specified in its charter)
| State of Incorporation |
|
Commission File Number |
|
IRS Employer Identification No. |
Address of principal executive offices
Telephone number, including
Area code
Former name or former address if changed since last report
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
| Written communication pursuant to Rule 425 under the Securities Act (17 CFR 230.425) | ||
| Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) | ||
| Pre-commencement communication pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) | ||
| Pre-commencement communication pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).
Emerging
growth company
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class | Trading Symbol(s) | Name of each exchange on which registered | ||
| The
|
Item 5.07 Submission of Matters to a Vote of Security Holders.
This Current Report on Form 8-K/A of Gaucho Group Holdings, Inc. (the “Company”) amends the Company’s Current Report on Form 8-K dated August 24, 2023 and filed with the Securities and Exchange Commission on August 25, 2023 (the “Original Filing”) to correct certain Form 8-K items under which certain events were disclosed.
The Original Filing announced, under Item 5.07 Submission of Matters to Vote of Security Holders, the vote tally on the five proposals from the Company’s 2023 Annual Stockholder Meeting held virtually on August 24, 2023 (the “Meeting”).
The description of Proposal No. 4 presented at the Meeting in the Original Filing was incorrect. The correct description for Proposal No. 4 is set forth below:
| 4. | Proposal No. 4 – Advisory Vote on Frequency of Advisory Votes on Executive Compensation. The stockholders approved, on an advisory basis, that the frequency of future advisory votes on the compensation of the Company’s named executive officers would occur every three years. |
Except as described herein, no other changes have been made to our Current Report on Form 8-K filed on August 25, 2023.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant caused this report to be signed on its behalf by the undersigned, thereunto duly authorized, on the 28th day of August, 2023.
| Gaucho Group Holdings, Inc. | ||
| By: | /s/ Scott L. Mathis | |
| Scott L. Mathis, President & CEO | ||