UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM
CURRENT REPORT
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| The
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Item 3.02 Unregistered Sales of Equity Securities.
This Current Report on Form 8-K/A of Gaucho Group Holdings, Inc. (the “Company”) amends the Company’s Current Report on Form 8-K dated December 18, 2022 and filed with the Securities and Exchange Commission on December 27, 2022 (the “Original Filing”) to correct certain Form 8-K items under which certain events were disclosed.
The Original Filing announced, under Item 3.02 Unregistered Sales of Equity Securities, the issuance of 13,020 shares of common stock upon the vesting of previously granted restricted stock units, however, disclosure under Item 3.02 was not required because the common stock issued, in the aggregate since the Company’s last report filed under Item 3.02, constituted less than 5% of the number of outstanding shares of common stock of the Company. Disclosure of the issuance of 13,020 shares of common stock upon the vesting of restricted stock units is removed from Item 3.02 and now disclosed under Item 8.01 Other Events.
Item 8.01 Other Events.
As reported on our Current Report on Form 8-K as filed with the Securities and Exchange Commission on June 30, 2022, the Company issued a total of 26,278 of restricted stock units (“RSUs”) subject to vesting. A total of 13,139 vested on September 18, 2022, and on December 18, 2022, the remaining RSUs vested and the Company issued 13,020 shares of common stock pursuant to the vesting provisions of the RSUs, of which, a total of 11,407 shares of common stock were issued to certain officers and directors of the Company.
Except as described herein, no other changes have been made to our Current Report on Form 8-K filed on December 27, 2022.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits
| Exhibit Number | Description | |
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document) |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant caused this report to be signed on its behalf by the undersigned, thereunto duly authorized, on the 3rd day of April 2023.
| Gaucho Group Holdings, Inc. | ||
| By: | /s/ Scott L. Mathis | |
| Scott L. Mathis, President & CEO | ||