0001559998 true Amendment No. 2 0001559998 2022-08-30 2022-08-30 iso4217:USD xbrli:shares iso4217:USD xbrli:shares











Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934


Date of Report:

August 30, 2022


Gaucho Group Holdings, Inc.

(Exact name of registrant as specified in its charter)


Delaware   001-40075   52-2158952
State of   Commission   IRS Employer
Incorporation   File Number   Identification No.


112 NE 41st Street, Suite 106

Miami, FL 33137

Address of principal executive offices



Telephone number, including

Area code



Former name or former address if changed since last report


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):


  Written communication pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
  Pre-commencement communication pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
  Pre-commencement communication pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))


Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).


Emerging growth company


If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.


Securities registered pursuant to Section 12(b) of the Act:


Title of each class   Trading Symbol(s)   Name of each exchange on which registered
Common Stock   VINO   The Nasdaq Stock Market LLC






Item 3.02 Unregistered Sale of Equity Securities


Conversion of Promissory Notes Issued in Private Placement


This Current Report on Form 8-K/A of Gaucho Group Holdings, Inc. (the “Company”) amends the Company’s Current Report on Form 8-K/A dated August 30, 2022 as amended and filed with the Securities and Exchange Commission on September 8, 2022 (the “Amended Filing”) to correct the total amount raised through the sale of promissory notes to certain investors on August 30, 2022 (the “Investor Notes”).


The Amended Filing stated that the Company issued Investor Notes in a total amount of $1,527,500 and on August 30, 2022, with the requisite stockholder approval, issued 4,825,892 units upon conversion which was incorrect. The correct total amount of the Investor Notes was $1,735,752 (comprised of $1,727,500 of principal and $8,252 of interest) and the total number of units issued upon conversion on August 30, 2022 was 5,454,909.


Except as described herein, no other changes have been made to our Current Report on Form 8-K filed on August 30, 2022 or the amended Current Report on Form 8-K filed on September 8, 2022.


Item 9.01 Financial Statements and Exhibits


(d) Exhibits


Exhibit Number   Description
104   Cover Page Interactive Data File (embedded within the Inline XBRL document)






Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant caused this report to be signed on its behalf by the undersigned, thereunto duly authorized, on the 13th day of September, 2022.


  Gaucho Group Holdings, Inc.
  By: /s/ Scott L. Mathis
    Scott L. Mathis, President & CEO